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Manager, Corporate Finance

Financial and Consumer Services Commission

Manager, Corporate Finance

Full Time Management

Requisition ID: 1026

FCNB is a leader in integrated financial and consumer services regulation. FCNB’s mandate is to protect consumers and enhance public confidence in the financial and consumer marketplace through the provision of regulatory and educational services. With offices in both Fredericton and Saint John, it is responsible for the administration and enforcement of provincial legislation regulating mortgage brokers, payday lenders, real estate, securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, and a wide range of consumer legislation. FCNB is an independent Crown corporation funded by the regulatory fees and assessments paid by its regulated sectors.

We offer opportunities for dedicated professionals to play a vital role in carrying out our mandate. 

Manager, Corporate Finance – Securities (Saint John office)

We are seeking a self-motivated, goal-oriented professional with a broad range of skills to join our team in the Securities Division. The Manager, Corporate Finance, must be able to research and make recommendations on projects within the division that will require a significant devotion of time and effort in order to make sound recommendations to decision-makers.      

As Manager, Corporate Finance, you will act as a key resource for the Securities Division by providing oversight and advice on corporate finance related matters. This includes coordinating prospectus and other offering document reviews, participating in continuous disclosure reviews and insider trading reviews, and reviewing applications for relief from regulatory requirements. This position acts as the first point of contact for capital raising inquiries and activities. This position will also be assigned to work on select Canadian Securities Administrators (CSA) steering committees.

This position has supervisory responsibilities and reports to the Executive Director of Securities in the Saint John office.

You must have good time management and people management skills, very good oral and written communications skills, and strong analytical skills. 

Other qualifications include:

Advanced degree in business administration (MBA) or a law degree.

7+ years of relevant industry experience (investments, capital raising/markets, regulatory filings for reporting issuer) OR legal experience in securities (preferred), corporate or administrative law. 

Ability to interpret securities related legislation and requirements and understand how they are applied.

Ability to understand complex topics and explaining them in plain language.

Ability to speak and understand both English and French is an asset.

The Financial and Consumer Services Commission offers a competitive salary and benefit package as well as excellent opportunities for personal growth and challenge. If you are interested in being a key part of this team, please forward your résumé and covering letter.

For more information about this position please visit our website at or call the Human Resources Officer at (506) 643-7858.